Funds Compliance Officer

Ref:SRJ0524-31983

Our client are seeking a Funds Compliance Officer to act as part of the first line of defence in cooperation with their client facing teams.

As Funds Compliance Officer you will work closely with the Compliance Manager to ensure that all the appropriate policies and procedures are in place to manage regulatory and compliance risk, as well as regular monitoring and testing of these policies and procedures.

Working in a small office of under 20 people with no high-risk clients, the successful candidate will have some funds compliance experience and have a strong understanding of current legislation and regulation applicable to mix Trust and Fund service provider.  Interested, apply today!

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